Daniel Scott Gimbel
CIMA®Professional Summary
Daniel Scott Gimbel, CIMA®, who also goes by Dan Gimbel, Daniel Gimbel, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1984 - 2019. Daniel had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Gimbel, Daniel Gimbel
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
42 years in the financial services industry
Current & Past Employments
Past
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Current Firm
BMO FAMILY OFFICE | MYCFO INVESTMENT ADVISORY SERVICES, LLC | MYCFO INVESTMENT ADVISORY SERVICES | MYCFO | HARRIS MYCFO, LLC | HARRIS MYCFO INVESTMENT ADVISORY SERVICES LLC | CTC MYCFO, LLC | CTC | MYCFO | BMO WEALTH MANAGEMENT | BMO PRIVATE WEALTH | BMO FAMILY OFFICE, LLC
Contact Information
Main Address
320 South Canal Street Floor 12, Chicago, IL 60606Phone Number
(650) 210-5042# of Employees
130SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,101AUM (Assets Under Management)
$9,989,953,619Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2026 | Cover Page | Report |
| 09/25/2025 | Cover Page | Report |
| 08/26/2024 | Cover Page | Report |
| 09/21/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BMO FAMILY OFFICE | MYCFO INVESTMENT ADVISORY SERVICES, LLC | MYCFO INVESTMENT ADVISORY SERVICES | MYCFO | HARRIS MYCFO, LLC | HARRIS MYCFO INVESTMENT ADVISORY SERVICES LLC | CTC MYCFO, LLC | CTC | MYCFO | BMO WEALTH MANAGEMENT | BMO PRIVATE WEALTH | BMO FAMILY OFFICE, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2001About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2000About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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