Sarah J. Berndt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Jane Berndt, who also goes by Sarah J Stough, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 1984. Sarah had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2018 - February 13, 2020
MUNN WEALTH MANAGEMENT, LLC
August 25, 2010 - September 8, 2017
CAMELOT PORTFOLIOS, LLC
December 23, 2009 - January 6, 2010
CAMELOT PORTFOLIOS, LLC
November 19, 1990 - July 25, 1995
FIFTH THIRD SECURITIES, INC.
June 7, 1985 - October 27, 1988
A. G. EDWARDS & SONS, INC.
May 3, 1985 - May 23, 1985
RONEY & CO. L.L.C.
June 4, 1984 - April 25, 1985
FINANCIAL SQUARE PARTNERS
Primary Firm SEC Registration
MUNN WEALTH MANAGEMENT, LLC
CRD#: 174414 / SEC#: 801-88182
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUNN WEALTH MANAGEMENT, LLC
CRD#: 174414 / SEC#: 801-88182
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,834 |
| AUM (Assets Under Management) | $ 209,634,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
