Elizabeth S. Bonchonsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Simondet Bonchonsky, who also goes by Elizabeth Anne Simondet, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1984. Elizabeth had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 6 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2013 - June 3, 2015
RAFFERTY CAPITAL MARKETS, LLC
March 10, 2008 - July 22, 2013
SANDGRAIN SECURITIES LLC
November 1, 2004 - January 9, 2008
JEFFERIES LLC
July 27, 2001 - November 1, 2004
BONDS DIRECT SECURITIES LLC
August 14, 1996 - July 30, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
April 6, 1993 - July 24, 1996
GRUNTAL & CO., L.L.C.
October 16, 1992 - April 14, 1993
BLACKFORD SECURITIES CORP.
April 30, 1991 - October 14, 1992
INTESA SANPAOLO IMI SECURITIES CORP.
August 29, 1986 - April 30, 1991
MABON, NUGENT & CO.
October 10, 1984 - September 8, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
June 13, 1984 - September 10, 1984
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/27/2008
Limited Representative-Equity Trader ExamCurrent Firm
RAFFERTY CAPITAL MARKETS, LLC
CRD#: 23682 / SEC#: , 8-40605
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAFFERTY HOLDINGS, LLC | DIRECT OWNER | |
| HAY, KATHLEEN RAFFERTY | PRESIDENT | 5045127 |
| GOODE, JACQUELINE MARIE | FINOP | 1292607 |
| GOODE, JACQUELINE MARIE | PRINCIPAL FINANCIAL OFFICER | 1292607 |
| JAMES, SHARI | CFO | 7516372 |
| MARTENS, BARBARA LAUDISI | PRINCIPAL OPERATIONS OFFICER | 2992393 |
| MARTENS, BARBARA LAUDISI | CHIEF COMPLIANCE OFFICER | 2992393 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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