Pasquale J. Sacchetta

CFIG INVESTMENT ADVISORY SERVICES

Westport, CT 06880

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CRD#: 1264356

Professional summary

Pasquale Joseph Sacchetta, CFP® is a registered financial advisor currently at CFIG INVESTMENT ADVISORY SERVICES, LLC located in Westport, Connecticut.

Pasquale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Pasquale has worked at 4 firms and has passed the Series 63, Series 22, Series 6, Series 39 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONTINENTAL FIVE INSURANCE GROUP, INC. 1555 POST ROAD EAST, SUITE 206 WESTPORT, CT 06880 PRESIDENT MARCH 1991 FULL-TIME INVESTMENT RELATED PRODUCTS INCLUDING LIFE INSURANCE, ANNUITIES, DISABILITY INSURANCE AND HEALTH INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pasquale Joseph Sacchetta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

February 11, 2009 - Present

CFIG INVESTMENT ADVISORY SERVICES, LLC

Office #1: 1555 Post Road East Suite 206, Westport, CT 06880

RIA

CRD#: 148261

Westport, CT

Past

August 15, 2006 - June 10, 2009

TUTTLE WEALTH MANAGEMENT, LLC

RIA

CRD#: 123767

STAMFORD, CT

Past

January 30, 1987 - January 13, 1993

CAMBRIDGE-NEWPORT COMPANY, INC.

CRD#: 18887

SPRINGFIELD, MA

Past

May 16, 1984 - January 1, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/11/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 10/6/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/15/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 39

Date: 12/8/1987

Direct Participation Programs Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/7/1987

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CFIG INVESTMENT ADVISORY SERVICES, LLC

CFIG INVESTMENT ADVISORY SERVICES, LLC | CONTINENTAL FIVE INVESTMENT GROUP, LLC

CRD#: 148261 / SEC#:

Connecticut

Registered Investment Advisory firm - (7/5/2011 Approved)

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Contact information

Main Address

1555 Post Road East Suite 206, Westport, CT 06880

Mailing Address

Po Box 352, Westport, CT 06881-0352

Phone number

(203) 971-1910

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 27,651,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pasquale J. Sacchetta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pasquale Joseph Sacchetta's CRS (Customer Relationship Summary).

Certified licenses

Experience

CFIG INVESTMENT ADVISORY SERVICES, LLC

TUTTLE WEALTH MANAGEMENT, LLC

CAMBRIDGE-NEWPORT COMPANY, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/1985

Series 22

Date: 10/6/1987

Series 6

Date: 5/15/1984

Series 39

Date: 12/8/1987

Series 26

Date: 1/7/1987

Current Firm

CFIG INVESTMENT ADVISORY SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CFIG INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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