Peter J. Raimondi

DAKOTA WEALTH

Palm Beach Gardens, FL 33418-1752

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CRD#: 1264256

Professional summary

Peter John Raimondi III, who also goes by Peter John Raimondi, is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Palm Beach Gardens, Florida.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Peter has worked at 12 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter John Raimondi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) Name of Other Business: GML Associates, PC; Not Investment Related; 400 Commonwealth Ave. Boston, MA 02215; Nature of OBA: Legal Services; Position: Attorney; Start: Jan. 1, 2019; APX Hrs./ Month: 3-5; APX Hrs./ Month During Trading Hrs: 3-5; Services provided include legal and estate planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter John Raimondi III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2018 - Present

DAKOTA WEALTH, LLC

Office #1: 11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752

RIA

CRD#: 297987

Palm Beach Gardens, FL

Past

June 12, 2018 - March 25, 2019

DAKOTA WEALTH, LLC

RIA

CRD#: 141137

PALM BEACH GARDENS, FL

Past

January 27, 2015 - May 6, 2016

SVB WEALTH

RIA

CRD#: 172832

PALM BEACH GARDENS, FL

Past

June 11, 2009 - November 26, 2014

BANYAN PARTNERS, LLC

RIA

CRD#: 141398

PALM BEACH GARDENS, FL

Past

December 19, 2007 - February 5, 2008

WESCOTT FINANCIAL ADVISORY GROUP LLC

RIA

CRD#: 105989

PALM BEACH GARDENS, FL

Past

June 15, 2005 - July 28, 2006

SHARK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 135106

BOSTON, MA

Past

April 21, 1994 - July 28, 2006

THE COLONY GROUP, LLC

RIA

CRD#: 111806

BOSTON, MA

Past

December 16, 1989 - November 13, 1990

LPL FINANCIAL LLC

CRD#: 6413

Past

January 11, 1989 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

May 17, 1986 - July 18, 1987

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Past

September 24, 1985 - April 10, 1986

WESTON SECURITIES CORPORATION

CRD#: 15743

Past

May 22, 1984 - August 19, 1985

MERCER ALLIED CORPORATION

CRD#: 7829

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/18/2018)

IAR

Massachusetts
(10/10/2018)

IAR

Texas
(5/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Current Firm

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

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Contact information

Main Address

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752

Mailing Address

Phone number

(561) 774-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	9,786
AUM (Assets Under Management)	$ 6,335,261,507

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/10/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/21/2023	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter J. Raimondi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter John Raimondi III's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAKOTA WEALTH, LLC

SVB WEALTH

BANYAN PARTNERS, LLC

WESCOTT FINANCIAL ADVISORY GROUP LLC

SHARK CAPITAL MANAGEMENT, LLC

THE COLONY GROUP, LLC

LPL FINANCIAL LLC

LINSCO FINANCIAL GROUP, INC.

COMMONWEALTH FINANCIAL NETWORK

WESTON SECURITIES CORPORATION

MERCER ALLIED CORPORATION

Primary Firm SEC Registration

DAKOTA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/12/1984

Series 7

Date: 5/19/1984

Current Firm

DAKOTA WEALTH, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAKOTA WEALTH, LLC

TRUST BUT VERIFY

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