Robert Oksman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Oksman, who also goes by Robert Allan Oksman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2018 - October 24, 2019
T3 TRADING GROUP, LLC
September 2, 2015 - March 29, 2016
CHIMERA SECURITIES, LLC
March 19, 2013 - September 4, 2015
T3 TRADING GROUP, LLC
October 25, 2011 - March 14, 2013
ECHOTRADE LLC
April 26, 2006 - October 21, 2011
ECHOTRADE LLC
April 30, 1998 - February 12, 2003
SCHONFELD SECURITIES, LLC
February 16, 1994 - June 30, 1995
SCHONFELD SECURITIES, LLC
August 28, 1991 - August 24, 1993
SCHONFELD SECURITIES, LLC
March 15, 1991 - August 20, 1993
STEIN ABBOTT AND COMPANY INC.
April 21, 1989 - December 14, 1990
INVEST FINANCIAL CORPORATION
February 17, 1987 - April 24, 1989
FINANCIAL SQUARE PARTNERS
March 25, 1985 - February 20, 1987
GRUNTAL & CO., L.L.C.
May 22, 1984 - March 29, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/22/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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