William R. Surman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Surman JR, who also goes by Bill Surman, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2017 - March 28, 2017
STILLPOINT CAPITAL, LLC
January 1, 2012 - May 25, 2012
STILLPOINT CAPITAL, LLC
January 27, 2006 - October 2, 2020
SF INVESTMENTS, INC.
December 9, 1998 - July 22, 2005
ROCK ISLAND SECURITIES, INC.
May 23, 1996 - September 24, 1998
SEQUOIA INVESTMENTS, INC.
September 4, 1985 - May 4, 1988
TRANSACTION SERVICES INC.
May 22, 1984 - October 15, 1985
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
