John J. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Lee was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1995 - March 25, 1997
ISLAND SECURITIES, INC.
February 13, 1995 - March 1, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
December 10, 1993 - December 2, 1994
GILMORE SECURITIES & CO.
May 2, 1991 - January 1, 1992
INSTITUTIONAL EQUITY CORPORATION
February 21, 1991 - April 26, 1991
G.E.M. BD, LTD.
June 3, 1986 - October 14, 1987
FIRST EMPIRE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ISLAND SECURITIES, INC.
CRD#: 6810 / SEC#: , 8-18089
Contact information
Documents
Red Flags
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