William E. Emick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Emick, who also goes by Bill Emick, Ed Emick, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 3 firms and has passed the Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1986 - January 1, 1992
NEMELKA FINANCIAL SERVICES, INCORPORATED
October 10, 1985 - December 16, 1985
CONCORD ASSETS SECURITIES, INC.
May 10, 1984 - January 1, 1985
APEX FINANCIAL PLANNERS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
NEMELKA FINANCIAL SERVICES, INCORPORATED
CRD#: 16619 / SEC#: , 8-34656
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
