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JB

John K. Belfiore

ICD SECURITIES
Miami, FL 33143
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CRD#: 1264042
JB

Professional summary


John Kenneth Belfiore is a registered financial professional currently at ICD SECURITIES INC. located in Miami, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Kenneth Belfiore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 30, 2007 - Present

ICD SECURITIES INC.

Office #1: 7301 Sw 57th Court Suite 400, Miami, FL 33143
BD
CRD#: 134910
Miami, FL
Past

December 8, 2005 - November 1, 2006

SOUTHEASTERN SECURITIES, INC.

BD
CRD#: 35502
GREENLAWN, NY
Past

August 7, 2000 - December 17, 2003

FIRST EMPIRE SECURITIES, INC.

BD
CRD#: 15129
HAUPPAUGE, NY
Past

April 28, 1998 - May 3, 1999

FIRST EMPIRE SECURITIES, INC.

BD
CRD#: 15129
HAUPPAUGE, NY
Past

May 14, 1991 - May 14, 1996

FIRST EMPIRE SECURITIES, INC.

BD
CRD#: 15129
HAUPPAUGE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/21/2012)
RR
California
(8/30/2007)
RR
Florida
(2/23/2022)
RR
Illinois
(1/1/2012)
RR
Indiana
(6/10/2008)
RR
Missouri
(8/30/2007)
RR
New York
(8/30/2007)
RR
Ohio
(8/30/2007)
RR
Washington
(4/11/2008)
RR
West Virginia
(8/30/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 6/18/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IS
ICD SECURITIES INC.
ICD SECURITIES INC.

CRD#: 134910 / SEC#: , 8-66870

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
7301 Sw 57th Court Suite 400, Miami, FL 33143
Mailing Address
7301 Sw 57th Court Suite 400, Miami, FL 33143
Phone number
(305) 669-5168
Established
Florida since 11/19/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ARMA, VINCENT JOSEPHPRESIDENT/ DIRECTOR1531677
GALLELI, RACHEL ANNPART-OWNER4957712
BENGHIAT, RITA MARIASHAREHOLDER6230732
BENGHIAT, TEDCCO/PRINCIPAL/FINOP/REGISTERED REPRESENTATIVE/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER1113384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ICD SECURITIES INC.

CRD#: 134910Miami, FL 33143

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