AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
John Anthony Lacey

John Anthony Lacey

CFP®
PACIFIC POINT WEALTH MANAGEMENT
CARLSBAD, CA
·CRD# 1264017·42 years experience

Professional Summary

John Anthony Lacey, CFP®, who also goes by John Anthony Lacey, John A Lacey, is a registered financial advisor currently at PACIFIC POINT WEALTH MANAGEMENT located in Carlsbad, California. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Investment Planning
  • Retirement Planning
  • Retirement Income Management
  • Estate Planning
  • Employee and Employer Plan Benefits

Other Aliases

John Anthony Lacey, John A Lacey

Blog Corner

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
View profile
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#

Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

Website

xxxxxxxxxx.xxx

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#

Credentials

CFP®
Certified Financial PlannerSince 1989

Years of Experience

42 years in the financial services industry

Current & Past Employments

PACIFIC POINT WEALTH MANAGEMENT·CRD# 338392
RIA
6125 Paseo Del Norte, Carlsbad, CA 92011
January 9, 2026 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
Vista, CA
September 1, 2023 - January 8, 2026
OSAIC WEALTH, INC.·CRD# 23131
BD
Vista, CA
September 1, 2023 - January 8, 2026
OSAIC SERVICES, INC.·CRD# 133763
RIA
Vista, CA
April 10, 2023 - September 1, 2023
OSAIC SERVICES, INC.·CRD# 133763
BD
Vista, CA
April 10, 2023 - September 1, 2023
EDWARD JONES·CRD# 250
RIA
Vista, CA
July 1, 2019 - April 11, 2023
EDWARD JONES·CRD# 250
BD
Vista, CA
July 1, 2019 - April 11, 2023
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC·CRD# 28262
BD
Boston, MA
November 1, 2013 - January 9, 2019
MFS FUND DISTRIBUTORS, INC.·CRD# 31052
BD
Boston, MA
October 16, 2007 - October 3, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
July 22, 2004 - October 1, 2007
LPL FINANCIAL LLC·CRD# 6413
RIA
Long Beach, CA
April 21, 2003 - May 25, 2004
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
April 21, 2003 - May 25, 2004
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
February 5, 2003 - March 24, 2003
CAL FED INVESTMENTS·CRD# 19631
BD
Sacramento, CA
October 25, 2002 - February 5, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 18, 2000 - July 11, 2002
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Waverly, IA
October 31, 1995 - August 11, 2000
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Waverly, IA
August 7, 1990 - October 6, 1995
GRIFFIN FINANCIAL SERVICES·CRD# 10823
BD
July 20, 1987 - July 23, 1990
CADARET, GRANT & CO., INC.·CRD# 10641
BD
May 8, 1986 - December 10, 1987
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
July 18, 1984 - February 27, 1986
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
July 18, 1984 - March 4, 1986

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#

Current Firm

PP
PACIFIC POINT WEALTH MANAGEMENT

PACIFIC POINT WEALTH MANAGEMENT | PACIFIC POINT WEALTH MANAGEMENT, LLC

CRD#: 338392 / SEC#: 801-134417
RIA
Registered Investment Advisory firm - SEC (3/13/2026 Terminated)
California
Registered Investment Advisory firm - California (3/12/2026 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6125 Paseo Del Norte, Carlsbad, CA 92011

Phone Number

(858) 248-7054

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

35

AUM (Assets Under Management)

$6,410,000

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LACEY RENTAL PROPERTY POSITION: Property owner NATURE: Rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2021 ADDRESS: 1320 Corvidae Street, Carlsbad CA 92009, United States DESCRIPTION: Property owner/landlord

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1984About the Series 6 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jul 1984About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed Nov 1992About the Series 24 exam

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Lacey's CRS (Customer Relationship Summary).

Services Offered by John

  • Investment Planning
  • Retirement Planning
  • Retirement Income Management
  • Estate Planning
  • Employee and Employer Plan Benefits

Similar Advisors

Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
San Diego, CA · CRD#
Lawrence Douglas Kriesmer
Lawrence Douglas Kriesmer

MEASURED RISK PORTFOLIOS

San Diego, CA · CRD#
John Anthony Lacey
Follow John
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required