John A. Lacey

PACIFIC POINT WEALTH MANAGEMENT

CARLSBAD, CA 92011

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CRD#: 1264017

Professional summary

John Anthony Lacey, CFP®, who also goes by John Anthony Lacey, John A Lacey, is a registered financial advisor currently at PACIFIC POINT WEALTH MANAGEMENT located in Carlsbad, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Retirement Income Management

Estate Planning

Employee and Employer Plan Ben...

Are you a "fiduciary"?

Yes

Aliases

John Anthony Lacey | John A Lacey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Lacey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

January 9, 2026 - Present

PACIFIC POINT WEALTH MANAGEMENT

Office #1: 6125 Paseo Del Norte, Carlsbad, CA 92011

RIA

CRD#: 338392

CARLSBAD, CA

Past

September 1, 2023 - January 8, 2026

OSAIC WEALTH, INC.

RIA

CRD#: 23131

VISTA, CA

Past

September 1, 2023 - January 8, 2026

OSAIC WEALTH, INC.

CRD#: 23131

VISTA, CA

Past

April 10, 2023 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

VISTA, CA

Past

April 10, 2023 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

VISTA, CA

Past

July 1, 2019 - April 11, 2023

EDWARD JONES

RIA

CRD#: 250

VISTA, CA

Past

July 1, 2019 - April 11, 2023

EDWARD JONES

CRD#: 250

VISTA, CA

Past

November 1, 2013 - January 9, 2019

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

October 16, 2007 - October 3, 2013

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

July 22, 2004 - October 1, 2007

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

April 21, 2003 - May 25, 2004

LPL FINANCIAL LLC

RIA

CRD#: 6413

LONG BEACH, CA

Past

April 21, 2003 - May 25, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 5, 2003 - March 24, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

October 25, 2002 - February 5, 2003

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

October 18, 2000 - July 11, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 31, 1995 - August 11, 2000

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

August 7, 1990 - October 6, 1995

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

July 20, 1987 - July 23, 1990

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

May 8, 1986 - December 10, 1987

CADARET, GRANT & CO., INC.

CRD#: 10641

Past

July 18, 1984 - February 27, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

July 18, 1984 - March 4, 1986

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/25/1984

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 7/17/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/20/1992

General Securities Principal Examination

Current Firm

PACIFIC POINT WEALTH MANAGEMENT

PACIFIC POINT WEALTH MANAGEMENT | PACIFIC POINT WEALTH MANAGEMENT, LLC

CRD#: 338392 / SEC#: 801-134417

RIA

Registered Investment Advisory firm - (9/26/2025 120-Day Approval)

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Contact information

Main Address

6125 Paseo Del Norte, Carlsbad, CA 92011

Mailing Address

Phone number

(858) 248-7054

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B (1/19/2026)

FORM ADV - PART 2A (1/19/2026)

FORM ADV PART 2B (1/19/2026)

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 6,450,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John A. Lacey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Lacey's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

EDWARD JONES

EDWARD JONES

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

MFS FUND DISTRIBUTORS, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITICORP INVESTMENT SERVICES

CAL FED INVESTMENTS

MORGAN STANLEY DW INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

GRIFFIN FINANCIAL SERVICES

CADARET, GRANT & CO., INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/28/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1988

Series 6

Date: 7/25/1984

Series 22

Date: 7/17/1984

Series 24

Date: 11/20/1992

Current Firm

PACIFIC POINT WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC POINT WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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