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RB

Renee S. Barratiere

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CRD#: 1263919
RB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Renee Suzanne Barratiere, who also goes by Renee Barratiere, Renee S Cofield, Renee Suzanne Cofield, Renee Suzanne Bousman Cofield, was a registered financial professional .

Renee is a previously registered financial professional and started their career in finance in 1984. Renee had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 4 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Renee Barratiere | Renee S Cofield | Renee Suzanne Cofield | Renee Suzanne Bousman Cofield

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NATIONAL BANK OF COXSACKIE (NOT INVESTMENT RELATED), DIRECTOR. 3-7 REED STREET, PO BOX 400, COXSACKIE NT 12051. NATIONAL BANK. 8 HOURS PER MONTH, 1-2 HOURS PER MONTH DURING SECURITIES TRADING HOURS. DUTIES AND RESPONSIBILITIES OF A BANK DIRECTOR. COLUMBIA MEMORIAL HOSPITAL FOUNDATION (NOT INVESTMENT RELATED), FOUNDATION BOARD MEMBER. 71 PROSPECT AVE, HUDSON, NY 12534. NON PROFIT ORGANIZATION. 3 HOURS PER MONTH DURING NON-BUSINESS HOURS, 0 HOURS PER MONTH DURING BUSINESS HOURS.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 20, 2001 - April 8, 2025

FENIMORE SECURITIES, INC.

BD
CRD#: 104391
COBLESKILL, NY
Past

November 17, 2000 - April 8, 2025

FENIMORE ASSET MANAGEMENT, INC.

RIA
CRD#: 110946
COBLESKILL, NY
Past

August 22, 1984 - March 15, 1999

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/29/2021
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/14/1987
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


FS
FENIMORE SECURITIES, INC.
FENIMORE SECURITIES, INC.

CRD#: 104391 / SEC#: , 8-52854

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
384 North Grand Street-box 399, Cobleskill, NY 12043
Mailing Address
384 North Grand Street - Box 399, Cobleskill, NY 12043
Phone number
(518) 234-7400
Established
New York since 05/26/2000
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PUTNAM, THOMAS OLIVERCHAIRMAN2347052
BALBOA, MICHAEL FRANKSECRETARY / TREASURER / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER6635684
SNYDER, CHRISTIANPRESIDENT6955532
VOOS, VIRGINIA LAWRENCECHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER4576740

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FENIMORE SECURITIES, INC.

CRD#: 104391

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