Paul R. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Richard Green, CFP® was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10, Series 8 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - July 16, 2026
SCHWAB WEALTH ADVISORY, INC.
May 24, 2005 - December 31, 2011
CHARLES SCHWAB & CO., INC.
January 29, 2004 - July 16, 2026
CHARLES SCHWAB & CO., INC.
April 24, 1991 - December 4, 2003
CHARLES SCHWAB & CO., INC.
September 9, 1988 - March 18, 1991
FSC SECURITIES CORPORATION
October 27, 1987 - September 20, 1988
LPL FINANCIAL LLC
October 24, 1986 - October 27, 1987
MARION BASS SECURITIES CORPORATION
October 1, 1985 - September 29, 1986
INDEPENDENCE SECURITIES, INC.
May 11, 1984 - September 17, 1985
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/24/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
