Lindsay A. Byrum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsay Alan Byrum was a registered financial professional .
Lindsay is a previously registered financial professional and started their career in finance in 1984. Lindsay had worked at 6 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1998 - October 11, 2001
THE LEADERS GROUP, INC.
March 31, 1995 - December 31, 1996
UNITED SECURITIES ALLIANCE, INC.
April 13, 1994 - March 31, 1995
SENTRA SECURITIES CORPORATION
March 15, 1993 - August 26, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 5, 1991 - June 19, 1992
ADVANTAGE CAPITAL CORPORATION
December 7, 1984 - December 31, 1990
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
