HF
Harlan M. Flint
LONGVIEW ASSET MANAGEMENT
Santa Fe, NM 87501
Some features on this profile are disabled
CRD#: 1263261
HF
Professional summary
Harlan Myles Flint is a registered financial advisor currently at LONGVIEW ASSET MANAGEMENT, LLC located in Santa Fe, New Mexico.
Harlan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Harlan has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sightline Ltd. is a corporation that was established solely for the purpose of holding a membership interest in LongView Asset Management LLC. Harlan M. Flint is the sole owner of Sightline Ltd. and serves as President and Secretary of the corporation. Sightline Ltd. is registered with the state of New Mexico at the following address:
1045 1/2 Camino San Acacio
Santa Fe, NM 87505
The nature of Sightline Ltd. is not investment related. I spend approximately 5 hours/month on the business, none during securities trading or normal business hours.
--------------
Grant Avenue Partners, LLC is a corporation established for the purpose of owning and operating the property located at 136 Grant Avenue, Santa Fe, NM 87501. The building is occupied by Longview Asset Management LLC. Harlan Flint owns 50% of Grant Avenue Partners, LLC, which is registered with the state of New Mexico at the Grant Avenue address above. The nature of Grant Avenue Partners is not investment related and Harlan Flint spends approximately 5 hours per month on the business, none during securities trading or normal business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Harlan Myles Flint's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2013 - Present
LONGVIEW ASSET MANAGEMENT, LLC
Office #1: 136 Grant Avenue, Santa Fe, NM 87501RIA
CRD#: 122997
Santa Fe, NM
Past
May 3, 2010 - June 7, 2013
MORGAN STANLEY
RIA
CRD#: 149777
SANTA FE, NM
Past
April 2, 2010 - June 7, 2013
MORGAN STANLEY
BD
CRD#: 149777
SANTA FE, NM
Past
August 1, 2000 - January 22, 2003
INSTINET, LLC
BD
CRD#: 42886
NEW YORK, NY
Past
May 30, 1984 - August 1, 2000
REUTERS C CORPORATION
BD
CRD#: 14408
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LONGVIEW ASSET MANAGEMENT, LLC
LONGVIEW ASSET MANAGEMENT, LLC
CRD#: 122997 / SEC#: 801-79973
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)California
Registered Investment Advisory firm - (8/1/2014 Terminated)Colorado
Registered Investment Advisory firm - (9/16/2014 Terminated)New Mexico
Registered Investment Advisory firm - (7/2/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(5/21/2013)
IAR
Texas(7/1/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
LA
LONGVIEW ASSET MANAGEMENT, LLC
LONGVIEW ASSET MANAGEMENT, LLC
CRD#: 122997 / SEC#: 801-79973
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)California
Registered Investment Advisory firm - (8/1/2014 Terminated)Colorado
Registered Investment Advisory firm - (9/16/2014 Terminated)New Mexico
Registered Investment Advisory firm - (7/2/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
136 Grant Avenue, Santa Fe, NM 87501
Mailing Address
Po Box 2147, Santa Fe, NM 87504-2147
Phone number
(505) 988-9555
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 574 |
| AUM (Assets Under Management) | $ 339,480,737 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
