Lawrence R. Bevis
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CRD#: 1263198
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Richard Bevis II, who also goes by Larry Bevis, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1984. Lawrence had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Larry Bevis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DIOCESE OF ST. PETERSBURG PENSION PLAN BOARD; 6363 9th Avenue North, St. Petersburg, FL 33710; Oversee the activities of the Pension Plan that covers the Priests and lay people of the Diocese of St. Petersburg. It's a Defined Benefit Plan and the Investment Management Consultant is The Concord Advisory Group from Princeton, NJ; I will be one of 12 Trustees, most of which are Financial Professionals. We oversee all aspects of the plan working with a paid Actuarial Firm, ERISA Attorney and Investment Management Consulting Firm. Investments are in 15 different funds and managers that are selected based on standard metrics for outside investment entities; 6/1/2018; Business hours per month: 4 meetings a year, meetings last approximately 3 hours. // MARKHOR BUILDERS, LLC; 115 Adalia Avenue, Tampa, FL 33606; Invest in Real Estate; Other; 100% Owner; N/A; 8/30/2007; Business hours per month: No // BEVIS-NORMANDY TRACE, LLC; 1038 Normandy Trace, Tampa, FL 33606; Personal ownership of a local townhome to rent; Proprietor/owner; All roles; 1/1/2019; Business hours per month: No // M & B PRODUCTS; 8601 Harney Road, Tampa, FL 33637; Dairy and Juice Provider; Member of Board of directors; Advice and Counsel to Owners; 1/1/2015; Business hours per month: Yes // iFOLIO, LLC; 3423 Piedmont Road, Suite 262, Atlanta, GA 30305; IFOLIO is a private company headquartered in Atlanta, Georgia. The business is a start up with a B2B enterprise platform that intends to market digital portfolios/templates to provide assistance in developing presentations, College admission applications and personal resumes. The digital portfolios/templates enable user access to sophisticated graphics, video capabilities, structure choices, "best" practices and a proprietary scoring system on the effectiveness of your personal design; Advisor or advisory group member if advice given may influence an officer/board; The Advisory Board is being created for strategic and business development purposes of the Company, to meet at such intervals the President determines. (President is Jean Marie Richardson who owns 87.029% of the company) Advisors will be appointed by the President for a term determined by the President. The Advisory Board may not exercise any authoritative management or authority over the Company except as specifically and expressly set forth in the Operating Agreement or as directed by the President. The President, or her designated agent, will serve as chairman of the Advisory Board; 12/4/2017; Business hours per month: No // FLORIDA DISTRICT OF KIWANIS INTERNATIONAL FOUNDATION; P.O. Box 211, Deland, FL 32721-0211; Division 14 Trustee, Chair of Investments Committee; Trustee; 10/1/2007; Business hours per month: Yes
2) NAME OF OTHER BUSINESS:Bevis-Palma Sola, LLC / INVESTMENT RELATED?: Yes/ ADDRESS: 3213 W San Jose Street,Tampa,Florida 33629, US/ NATURE OF THE BUSINESS: Real Estate/ POSITION:Proprietor / owner / DUTIES:All roles
/ START DATE: 1/1/2019 / HOURS DEVOTED TO BUSINESS: NA
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Finance
1980 - 1981
Finance
1971 - 1975
Experience
Past
January 29, 1991 - June 15, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
TAMPA, FL
Past
January 29, 1991 - December 31, 2024
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
TAMPA, FL
Past
October 30, 1989 - January 30, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 20, 1986 - November 1, 1989
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Past
May 23, 1984 - May 27, 1986
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UBS FINANCIAL SERVICES INC.
PAINE, WEBBER, JACKSON & CURTIS INC. | WEALTH MANAGEMENT USA | UBS PAINEWEBBER INC. | UBS FINANCIAL SERVICES INC. | PAINEWEBBER INCORPORATED | PAINEWEBBER INC.
CRD#: 8174 / SEC#: 801-7163, 8-16267
RIA
Registered Investment Advisory firm - SEC (1/22/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UBS FINANCIAL SERVICES INC.
PAINE, WEBBER, JACKSON & CURTIS INC. | WEALTH MANAGEMENT USA | UBS PAINEWEBBER INC. | UBS FINANCIAL SERVICES INC. | PAINEWEBBER INCORPORATED | PAINEWEBBER INC.
CRD#: 8174 / SEC#: 801-7163, 8-16267
RIA
Registered Investment Advisory firm - SEC (1/22/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1200 Harbor Boulevard, Weehawken, NJ 07086
Mailing Address
315 Deaderick Street 3rd Fl, Compliance Department, Nashville, TN 37238
Phone number
(201) 352-3000
Established
Delaware since 06/30/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
12,629
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UBS AMERICAS INC. | OWNER | |
| CAMACHO, MICHAEL ALAN | PRESIDENT | 2907298 |
| FRANCOMANO, LISA M. | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | 2263875 |
| MATTONE, RALPH | PRINCIPAL FINANCIAL OFFICER | 1840894 |
| MOZER, PETER | MANAGING DIRECTOR | 2523858 |
| MUNFA, LAUREN | CHIEF COMPLIANCE OFFICER | 4431011 |
| SAKAI, KIYE | GENERAL COUNSEL | 7451987 |
| SOMMA, JOSEPH | PRINCIPAL OPERATIONS OFFICER | 2219496 |
Regulatory assets under management
| Total Number of Accounts | 1,134,923 |
| AUM (Assets Under Management) | $ 808,822,670,899 |
Disclosures
| Regulatory Event | 475 |
| Civil Event | 5 |
| Arbitration | 443 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/26/2025 | ||
| 05/15/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UBS FINANCIAL SERVICES INC.
Senior Vice President–Wealth ManagementCRD#: 8174TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
