Mark T. Mayo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Telfer Mayo was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 3 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2002 - September 19, 2012
ETICO PARTNERS, LLC
February 23, 2000 - September 20, 2002
M. J. WHITMAN, INC.
June 7, 1999 - January 19, 2000
BREAN MURRAY & CO., INC.
September 16, 1996 - June 15, 1999
GREENWICH HIGH YIELD LLC
February 24, 1994 - June 1, 1995
MILLER TABAK HIRSCH & CO.
October 7, 1993 - February 18, 1994
ADVEST, INC.
August 2, 1993 - November 23, 1993
LIT CLEARING SERVICES, INC.
June 18, 1991 - August 2, 1993
LIT AMERICA, INC.
April 15, 1991 - June 11, 1991
FIRST INSTITUTIONAL SECURITIES, L.L.C.
September 18, 1990 - June 11, 1991
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
October 3, 1984 - May 16, 1986
CHAPDELAINE TULLETT PREBON, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ETICO PARTNERS, LLC
CRD#: 122481 / SEC#: , 8-65500
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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