Lloyd E. Shepetin
Professional summary
Lloyd E Shepetin is a registered financial professional currently at ESSEX SECURITIES LLC located in Jersey City, New Jersey.
Lloyd is registered as a RR (Registered Representative) and started their career in finance in 1990. Lloyd has worked at 9 firms and has passed the Series 63, Series 72, SIE, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lloyd E Shepetin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2020 - Present
ESSEX SECURITIES LLC
Office #1: 95 Christopher Columbus Drive Suite 16-11, Jersey City, NJ 07302October 16, 2017 - January 31, 2019
FIRST EMPIRE SECURITIES, INC.
February 29, 2016 - August 25, 2017
INSPEREX LLC
August 26, 2013 - November 10, 2015
JANNEY MONTGOMERY SCOTT LLC
May 9, 2011 - April 18, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 15, 2009 - May 3, 2011
CABRERA CAPITAL MARKETS, LLC
April 25, 2006 - October 12, 2007
WAMU CAPITAL CORP.
April 23, 2001 - May 5, 2006
BANC OF AMERICA SECURITIES LLC
July 23, 1990 - April 20, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2021)
(4/15/2024)
(4/4/2022)
(12/14/2020)
(1/19/2021)
(8/27/2020)
(8/27/2020)
(7/21/2021)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
ESSEX SECURITIES LLC
CRD#: 46605 / SEC#: , 8-51472
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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