Dale E. Barlage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Edward Barlage was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1972. Dale had worked at 6 firms and has passed the Series 63, Series 5, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 1992 - May 7, 1993
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
March 18, 1991 - August 20, 1992
WASHINGTON INVESTMENT CORPORATION
April 5, 1990 - July 24, 1992
ADAMS SECURITIES, INC.
February 24, 1978 - September 13, 1989
MORGAN STANLEY DW INC.
May 16, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
May 11, 1972 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/5/1981
Interest Rate Options ExaminationSeries 1
Date: 4/27/1972
Registered Representative ExaminationSeries 40
Date: 3/18/1976
Registered Principal ExaminationCurrent Firm
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
CRD#: 22171 / SEC#: , 8-39589
Contact information
Documents
Red Flags
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