Jody J. Eisenman
Professional summary
Jody Joseph Eisenman is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in New York, New York.
Jody is registered as a RR (Registered Representative) and started their career in finance in 1984. Jody has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jody Joseph Eisenman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2022 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 126 E 56 St Suite 301, New York, NY 10022February 23, 2019 - May 19, 2023
D. BORAL CAPITAL
October 10, 2016 - February 21, 2019
NEWBRIDGE SECURITIES CORPORATION
September 17, 2012 - October 6, 2016
LEGEND SECURITIES, INC.
May 1, 1996 - October 11, 2012
PHD CAPITAL
February 16, 1994 - May 2, 1996
CIBC WORLD MARKETS CORP.
June 27, 1984 - January 7, 1994
LEHMAN BROTHERS INC.
June 4, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2022)
(9/1/2022)
(9/1/2022)
(9/6/2022)
(8/31/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
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