Steven W. Fenyves

OSAIC WEALTH

BOCA RATON, FL 33487

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CRD#: 1263030

Professional summary

Steven Wayne Fenyves, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Boca Raton, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**SECURITIES AMERICA ADVISORS INVESTMENT ADVISORY - IAR - INVESTMENT REALTED - START DATE: 11/2005 - LOCATED AT 5255 N FEDERAL HIGHWAY - SUITE 330 , BOCA RATON, FL 33487 **FLORIDA CHAPTER OF THE U.S. HOLOCAUST MEMORIAL MUSEUM PROFESSIONAL ACTION COMMITTEE POSITION: volunteer NATURE: I am a member of the Florida Chapter of the Business Professional Action Committee for the U.S. Holocaust Memorial Museum. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2012 ADDRESS: 100 Raoul Wallenberg PlaceW, SW, Washington DC 20024-2126 DESCRIPTION: Meet several times a year to be educated about what the Museum is doing. **VALUED WEALTH MANAGEMENT, INC. POSITION: President/ CFP NATURE: SAA Rep INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2006 ADDRESS: 5255 N FEDERAL HIGHWAY, SUITE 330, BOCA RATON FL 33487 DESCRIPTION: Investment advisory using SAA or other approved platforms **STEVEN FENYVES POSITION: Successor Trustee/POA/Executor NATURE: A long-time friend asked me to be his POA and successor Trustee, should he become incapacitated or pass away. I will also be executor of his estate and his health care proxy. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2020 ADDRESS: 12246 Rockledge Circle, BOCA RATON FL 33428 DESCRIPTION: None, unless Mr. Epstein becomes incapacitated or passes away. STEVEN FENYVES POSITION: planner/salesperson NATURE: VALUED WEALTH MANAGEMENT INC. - INSURANCE SALES - AGENT - INVESTMENT REALTED - START DATE: 09/2004 - LOCATED AT 5255 N.Federal Hwy., SUITE 330, BOCA RATON, FL 33487 - TIME SPENT: 5% INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 09/01/2004 ADDRESS: 5255 N. Federal Highway, Suite 330, Boca raton FL 33487, United States DESCRIPTION: fixed and equity indexed annuities and Indexed Universal Life Insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Wayne Fenyves's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Steven Wayne Fenyves's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 5255 N Federal Highway Suite 330, Boca Raton, FL 33487

RIA

CRD#: 23131

BOCA RATON, FL

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 5255 N Federal Highway Suite 330, Boca Raton, FL 33487

RIA

CRD#: 23131

BOCA RATON, FL

Past

December 5, 2005 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

BOCA RATON, FL

Past

November 28, 2005 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

BOCA RATON, FL

Past

October 19, 2004 - November 28, 2005

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

BOCA RATON, FL

Past

October 6, 2004 - November 28, 2005

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

June 27, 2003 - September 30, 2004

INVESTMENTS BY PLANNERS, INC.

RIA

CRD#: 19836

BOCA RATON, FL

Past

September 29, 1994 - September 30, 2004

INVESTMENTS BY PLANNERS, INC.

CRD#: 19836

BOCA RATON, FL

Past

July 6, 1984 - September 5, 1984

CHESLEY AND DUNN, INC.

CRD#: 8362

Past

June 7, 1984 - June 7, 1984

FIRST INTERWEST SECURITIES CORPORATION

CRD#: 13492

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/14/2024)

Connecticut
(6/14/2024)

Florida
(6/14/2024)

IAR

Florida
(6/14/2024)

Georgia
(6/14/2024)

Illinois
(6/14/2024)

Maryland
(6/14/2024)

Massachusetts
(6/14/2024)

IAR

Massachusetts
(6/14/2024)

New Jersey
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

IAR

North Carolina
(6/14/2024)

Oregon
(6/14/2024)

Pennsylvania
(6/14/2024)

South Carolina
(6/14/2024)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/18/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/28/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/9/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven W. Fenyves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Wayne Fenyves's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Steven Wayne Fenyves's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

INVESTMENTS BY PLANNERS, INC.

INVESTMENTS BY PLANNERS, INC.

CHESLEY AND DUNN, INC.

FIRST INTERWEST SECURITIES CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2004

Series 63

Date: 10/4/1994

SIE

Date: 10/1/2018

Series 31

Date: 6/18/2007

Series 7

Date: 9/28/1994

Series 24

Date: 12/9/1999

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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