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JM

Joseph B. Miratsky

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CRD#: 1263016
JM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Bernard Miratsky was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1984. Joseph had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 2, 2009 - December 20, 2019

SUNSTREET SECURITIES, LLC

BD
CRD#: 143211
AVONDALE, AZ
Past

January 31, 2006 - December 4, 2008

FOX & COMPANY INVESTMENTS INC.

BD
CRD#: 18517
SCOTTSDALE, AZ
Past

September 6, 2001 - January 4, 2006

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
BOSTON, MA
Past

January 4, 2000 - September 5, 2001

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

May 30, 1996 - December 31, 1999

AMERICAN HEARTLAND INVESTMENTS INC.

BD
CRD#: 19768
SALINA, KS
Past

July 21, 1995 - March 5, 1996

TRADEWAY SECURITIES GROUP, INC.

BD
CRD#: 29794
CARLSBAD, CA
Past

January 4, 1993 - July 5, 1995

AMERINATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 27986
Past

May 29, 1990 - December 31, 1992

POLARIS FINANCIAL SERVICES, INC.

BD
CRD#: 14521
CONCORD, NH
Past

June 22, 1989 - May 1, 1990

F.J. GARBER & CO.

BD
CRD#: 17989
Past

August 23, 1988 - December 5, 1989

INTERNATIONAL SECURITIES CONSULTANTS, INC.

BD
CRD#: 22106
Past

July 20, 1988 - August 11, 1988

AMERICAN INVESTORS GROUP, INC.

BD
CRD#: 10020
MINNETONKA, MN
Past

August 18, 1986 - August 25, 1988

INVESTMENT BROKERS OF AMERICA

BD
CRD#: 14607
Past

August 26, 1985 - August 26, 1986

CORNWALL SECURITIES, INC.

BD
CRD#: 8334
Past

August 23, 1984 - August 28, 1985

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/6/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SS
SUNSTREET SECURITIES, LLC
SUNSTREET SECURITIES, LLC

CRD#: 143211 / SEC#: , 8-67541

Delaware
Registered Investment Advisory firm - SEC (12/31/2016 Terminated)
Nevada
Registered Investment Advisory firm - SEC (11/20/2007 Approved)
New Jersey
Registered Investment Advisory firm - SEC (8/23/2018 Terminated)
Texas
Registered Investment Advisory firm - SEC (6/4/2018 Conditional Restricted)
Washington
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392
Mailing Address
10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392
Phone number
(800) 823-1822
Established
Arizona since 01/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
19

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
HADDAD, MUNIB SAIDCEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER2610231

Regulatory assets under management


Total Number of Accounts48
AUM (Assets Under Management)$ 5,900,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SUNSTREET SECURITIES, LLC

CRD#: 143211

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