Randy A. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Alan Murphy was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1984. Randy had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2017 - December 31, 2024
HAZARD & SIEGEL, INC.
January 25, 2012 - November 28, 2016
NEXT FINANCIAL GROUP, INC.
April 28, 2004 - November 28, 2016
NEXT FINANCIAL GROUP, INC.
May 3, 1999 - April 23, 2004
PARK AVENUE SECURITIES LLC
January 15, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
July 17, 1986 - January 15, 1997
WALNUT STREET SECURITIES, INC.
November 15, 1985 - July 22, 1986
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
May 30, 1984 - November 7, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
