Byron P. Gabriel
Professional summary
Byron Paul Gabriel, who also goes by Paul Gabriel, is a registered financial advisor currently at KRILOGY located in Durham, North Carolina.
Byron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Byron has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Byron Paul Gabriel's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2017 - Present
KRILOGY
Office #1: 3622 Lyckan Parkway Ste. 3004-b, Durham, NC 27707May 9, 2014 - June 16, 2017
VALDES & MORENO, INC.
September 23, 2013 - May 8, 2014
FIRST TRYON SECURITIES, LLC
May 2, 2012 - September 13, 2013
DREXEL HAMILTON, LLC
September 21, 2011 - April 27, 2012
MIDLAND SECURITIES, LTD
April 21, 2011 - September 20, 2011
CAROLINA CAPITAL MARKETS, INC.
March 29, 2007 - April 14, 2009
CAROLINA CAPITAL MARKETS, INC.
August 19, 2004 - November 21, 2005
SBK-BROOKS INVESTMENT CORP.
April 15, 2004 - September 14, 2004
NATCITY INVESTMENTS, INC.
May 31, 2001 - July 3, 2003
COMMERCE BROKERAGE SERVICES, INC.
January 12, 2001 - January 16, 2001
CAROLINA CAPITAL MARKETS, INC.
June 14, 1995 - January 4, 2001
CAROLINA CAPITAL MARKETS, INC.
November 25, 1994 - June 19, 1995
CAPE SECURITIES INC.
October 3, 1994 - November 17, 1994
MORGAN KEEGAN & COMPANY, LLC
April 17, 1989 - October 3, 1994
J. LEE PEELER & COMPANY, INC.
May 29, 1984 - March 30, 1989
SUMMERS & COMPANY, INC.
Primary Firm SEC Registration
KRILOGY
CRD#: 149046 / SEC#: 801-69838
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/15/2017)
(9/15/2017)
Exams
Current Firm
KRILOGY
CRD#: 149046 / SEC#: 801-69838
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,780 |
| AUM (Assets Under Management) | $ 4,954,332,013 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 02/27/2025 | ||
| 10/12/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KRILOGY
CRD#: 149046Durham, NC 27707TRUST BUT VERIFY
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