Thomas Alan Barkume
Professional Summary
Thomas Alan Barkume, who also goes by Tom Alan Barkume, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1984 - 2024. Thomas had worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 31, Series 3, Series 7, Series 22, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Alan Barkume
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
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Contact Information
Main Address
780 Fifth Avenue South Suite 200, Naples, FL 34102Mailing Address
P.o. Box 1889, Bethlehem, PA 18016-1889Phone Number
(610) 882-1460# of Employees
10SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
619AUM (Assets Under Management)
$203,288,172Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MCDERMOTT INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 22 — Direct Participation Programs Representative Examination
Passed Apr 1984About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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