Steven F. Perdie
Professional summary
Steven Francis Perdie was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Steven had worked at 5 firms, which includes FIRST ASSET MANAGEMENT INC., CAMELOT INVESTMENT CORP., SHAMROCK PARTNERS LTD, ROBERT W. BAIRD & CO. INCORPORATED, NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 1994 - November 14, 1996
FIRST ASSET MANAGEMENT, INC.
November 5, 1993 - March 26, 1994
CAMELOT INVESTMENT CORP.
December 11, 1992 - November 19, 1993
SHAMROCK PARTNERS, LTD
November 28, 1990 - November 19, 1992
FIRST ASSET MANAGEMENT, INC.
June 10, 1985 - April 11, 1989
ROBERT W. BAIRD & CO. INCORPORATED
May 10, 1984 - April 18, 1989
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FIRST ASSET MANAGEMENT, INC.
CRD#: 17341 / SEC#: , 8-35154
Contact information
Documents
Red Flags
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