JS
Joseph Sreshta
ONEPOINT BFG WEALTH PARTNERS
Houston, TX 77057
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CRD#: 1262499
JS
Professional summary
Joseph Sreshta is a registered financial advisor currently at ONEPOINT BFG WEALTH PARTNERS located in Houston, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Joseph has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Bleakly Financial Group DBA One Point BFG Wealth Partners. Investment Related. At Reported Business Location(s). Registered Investment Advisor. Registered Representative. - Start Date 06/2022. 40 Hours Per Month/ 40 Hours During securities hours. Service clients 2) Real Estate Rentals. Non-Investment-Related. 2514 Longleaf Pines, Kingwood TX, 77339. Real Estate Rental. Owner. 1/1/2015. 1 hour per month. 0 hours during securities hours. Owner of a home rental company. 3) Notary. Non-Investment-Related. 5718 Westheimer rd,. Ste. 765 Houston TX, 77057. Notary Public. 9/10/2024. 1 hour per month. 0 hours during securities hours. Notary public in the State of Texas.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Sreshta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2022 - Present
ONEPOINT BFG WEALTH PARTNERS
Office #1: 5718 Westheimer Road Suite 765, Houston, TX 77057RIA
CRD#: 318366
Houston, TX
Current
April 15, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 5718 Westheimer Road Suite 765, Houston, TX 77057BD
CRD#: 35747
ALBANY, NY
Past
September 16, 2020 - July 20, 2022
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Houston, TX
Past
September 16, 2020 - April 15, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
HOUSTON, TX
Past
April 29, 2003 - April 4, 2006
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
RIA
CRD#: 109729
MILWAUKEE, WI
Past
August 14, 1984 - September 16, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
HOUSTON, TX
Past
August 13, 1984 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OB
ONEPOINT BFG WEALTH PARTNERS
AMWELL RIDGE WEALTH MANAGEMENT | SPAHN FINANCIAL | RETIREBETTER LI | POISE WEALTH | ONEPOINT BFG WEALTH PARTNERS | ONEPOINT BFG EAST BAY | ONEPOINT BFG | MILLER FINANCIAL SERVICES | BLEAKLEY FINANCIAL LEHIGH VALLEY | BLEAKLEY FINANCIAL GROUP, LLC | BLEAKLEY ADVISORY GROUP
CRD#: 318366 / SEC#: 801-123232
RIA
Registered Investment Advisory firm - (2/14/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/15/2025)
RR
Colorado(4/15/2025)
RR
Maryland(4/15/2025)
RR
Nebraska(4/15/2025)
IAR
New Jersey(6/28/2022)
RR
North Carolina(4/15/2025)
RR
Ohio(4/15/2025)
RR
Pennsylvania(4/15/2025)
IAR
Texas(6/27/2022)
RR
Texas(4/15/2025)
RR
Washington(4/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OB
ONEPOINT BFG WEALTH PARTNERS
AMWELL RIDGE WEALTH MANAGEMENT | SPAHN FINANCIAL | RETIREBETTER LI | POISE WEALTH | ONEPOINT BFG WEALTH PARTNERS | ONEPOINT BFG EAST BAY | ONEPOINT BFG | MILLER FINANCIAL SERVICES | BLEAKLEY FINANCIAL LEHIGH VALLEY | BLEAKLEY FINANCIAL GROUP, LLC | BLEAKLEY ADVISORY GROUP
CRD#: 318366 / SEC#: 801-123232
RIA
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Contact information
Main Address
300 Kimball Drive Suite 310, Parsippany, NJ 07054
Mailing Address
Phone number
(973) 575-4180
Established
Firm type
Fiscal year end
# of Employees
176
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30,268 |
| AUM (Assets Under Management) | $ 12,128,656,187 |
Red Flags
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