Ketha R. Robbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ketha Rae Robbins, who also goes by Ketha R Phillips, was a registered financial professional .
Ketha is a previously registered financial professional and started their career in finance in 1984. Ketha had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2010 - March 24, 2014
SUMMIT FINANCIAL GROUP INC
July 16, 2010 - March 24, 2014
SUMMIT BROKERAGE SERVICES, INC.
August 22, 2000 - July 19, 2010
LPL FINANCIAL LLC
August 4, 2000 - July 19, 2010
LPL FINANCIAL LLC
February 2, 1988 - August 10, 2000
VESTAX SECURITIES CORPORATION
December 12, 1986 - December 16, 1987
THE SAXON GROUP, INC.
December 12, 1984 - November 25, 1986
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
