Don E. Watkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Edward Watkins was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 1984. Don had worked at 16 firms and has passed the Series 63, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2006 - September 24, 2012
S&P INVESTORS, INC.
March 11, 2004 - July 7, 2004
S&P INVESTORS, INC.
December 19, 1997 - July 23, 2001
WEBER INVESTMENT CORPORATION
May 20, 1997 - January 25, 2006
GWM GROUP, INC.
April 28, 1997 - March 1, 1999
CG CAPITAL MARKETS, LLC
September 11, 1996 - June 9, 1997
INVESTORS ST.
January 11, 1995 - July 28, 1997
MOUNTAIN RIVER SECURITIES, INC.
June 29, 1994 - September 6, 1994
TAYLOR, PRUITT & SYLVESTER, INC.
April 6, 1994 - July 10, 1996
SUPERIOR FINANCIAL GROUP, INC.
October 5, 1993 - December 6, 1995
SOLOMON ADVISORS
April 19, 1993 - July 15, 1993
AMR SECURITIES, INC.
October 28, 1992 - December 17, 1992
TEAM BROKERAGE, INC.
July 8, 1991 - December 31, 2009
ALLIANCE FINANCIAL GROUP, INC.
June 25, 1991 - September 2, 1992
TEXAKOMA FINANCIAL, INC.
April 8, 1991 - July 1, 1991
LOBO SECURITIES, INC.
August 17, 1988 - May 31, 1991
WEBER, HALL, SALE & ASSOCIATES, INC.
May 7, 1984 - June 1, 1988
DFW CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S&P INVESTORS, INC.
CRD#: 18421 / SEC#: , 8-36653
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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