Drayton T. Scott

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CRD#: 1262455

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Drayton Trucks Scott, who also goes by Drayton Trucks Scott, Drayton Trucks (jr) Scott, was a registered financial professional .

Drayton is a previously registered financial professional and started their career in finance in 1984. Drayton had worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Drayton Trucks Scott | Drayton Trucks (jr) Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 25, 2012 - March 1, 2013

PMD ADVISORY

RIA

CRD#: 159443

BIRMINGHAM, AL

Past

October 18, 2011 - March 15, 2013

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

August 26, 2011 - October 6, 2011

SYNOVUS SECURITIES, INC.

CRD#: 14023

BIRMINGHAM, AL

Past

August 23, 2011 - October 6, 2011

SYNOVUS SECURITIES, INC.

RIA

CRD#: 14023

BIRMINGHAM, AL

Past

June 1, 2009 - September 24, 2010

MORGAN STANLEY

RIA

CRD#: 149777

BIRMINGHAM, AL

Past

June 1, 2009 - September 24, 2010

MORGAN STANLEY

CRD#: 149777

BIRMINGHAM, AL

Past

April 24, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BIRMINGHAM, AL

Past

April 24, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BIRMINGHAM, AL

Past

January 9, 1992 - April 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BIRMINGHAM, AL

Past

May 30, 1984 - April 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PMD ADVISORY

MCNEILL FINANCIAL ADVISORY | PRYOR MCCORMICK, INC. | PRYOR MCCORMICK | PMD ADVISORY | PEOPLE MAKE THE DIFFERENCE, INC.

CRD#: 159443 / SEC#: 801-127839

RIA

Registered Investment Advisory firm - (5/1/2023 Approved)

Alabama

Registered Investment Advisory firm - (5/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (5/17/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/4/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Current Firm

PMD ADVISORY

MCNEILL FINANCIAL ADVISORY | PRYOR MCCORMICK, INC. | PRYOR MCCORMICK | PMD ADVISORY | PEOPLE MAKE THE DIFFERENCE, INC.

CRD#: 159443 / SEC#: 801-127839

RIA

Registered Investment Advisory firm - (5/1/2023 Approved)

Alabama

Registered Investment Advisory firm - (5/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (5/17/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

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Contact information

Main Address

2032 Shady Crest Drive, Hoover, AL 35216

Mailing Address

Phone number

(205) 986-0060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PMD ADVISORY ADV PART 2A (4/17/2025)

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 104,396,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Drayton T. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONEX SECURITIES INC.

SYNOVUS SECURITIES, INC.

SYNOVUS SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PMD ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1993

Series 63

Date: 5/30/1984

Series 31

Date: 6/4/2010

Series 7

Date: 5/19/1984

Current Firm

PMD ADVISORY

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PMD ADVISORY

TRUST BUT VERIFY

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