Jerry L. Huggins

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CRD#: 1262284

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerry Lee Huggins was a registered financial professional .

Jerry is a previously registered financial professional and started their career in finance in 1984. Jerry had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 6, 2016 - July 22, 2019

INNOVEST PORTFOLIO SOLUTIONS LLC

RIA

CRD#: 106110

DENVER, CO

Past

November 5, 2003 - September 30, 2010

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

February 27, 2003 - August 15, 2003

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

August 21, 1998 - November 29, 2001

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

July 22, 1995 - July 30, 1998

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

December 10, 1993 - September 12, 1995

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

February 8, 1990 - January 1, 1992

COLORADO NATIONAL BROKERAGE, INC.

CRD#: 17493

Past

January 4, 1988 - June 14, 1989

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

May 22, 1984 - January 9, 1988

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVEST PORTFOLIO SOLUTIONS LLC

CITYWIDE WEALTH MANAGEMENT | INSIGHT EMPLOYEE BENEFIT COMMUNICATIONS | INNOVEST PORTFOLIO SOLUTIONS LLC | INNOVEST PORTFOLIO SOLUTIONS INC

CRD#: 106110 / SEC#: 801-51483

RIA

Registered Investment Advisory firm - (3/19/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Current Firm

INNOVEST PORTFOLIO SOLUTIONS LLC

CITYWIDE WEALTH MANAGEMENT | INSIGHT EMPLOYEE BENEFIT COMMUNICATIONS | INNOVEST PORTFOLIO SOLUTIONS LLC | INNOVEST PORTFOLIO SOLUTIONS INC

CRD#: 106110 / SEC#: 801-51483

RIA

Registered Investment Advisory firm - (3/19/1996 Approved)

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Contact information

Main Address

7979 E. Tufts Ave. Suite 1700, Denver, CO 80237

Mailing Address

Phone number

(303) 694-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INNOVEST PORTFOLIO SOLUTIONS LLC (8/25/2025)

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/31/2025	Cover Page	Report
03/19/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerry L. Huggins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MISSIONSQUARE INVESTMENT SERVICES

UMB FINANCIAL SERVICES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

MISSIONSQUARE INVESTMENT SERVICES

LINCOLN FINANCIAL DISTRIBUTORS, INC.

COLORADO NATIONAL BROKERAGE, INC.

RAUSCHER PIERCE REFSNES, INC.

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

Primary Firm SEC Registration

INNOVEST PORTFOLIO SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2004

Series 63

Date: 2/21/1984

Series 7

Date: 5/19/1984

Current Firm

INNOVEST PORTFOLIO SOLUTIONS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Accountant surprise examination report

Red Flags

Company Information

INNOVEST PORTFOLIO SOLUTIONS LLC

TRUST BUT VERIFY

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