Michael P. Galterio
Professional summary
Michael Peter Galterio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Michael had worked at 9 firms, which includes GLOBAL ACCESS FINANCIAL SERVICES, ISLAND SECURITIES INC., CASTLE SECURITIES CORP., MADISON CHAPIN ASSOCS. INC., WILLIAM M. CADDEN & CO. INC., VANDERBILT SECURITIES INC., INVESTORS CENTER INC., THE STUART-JAMES COMPANY INCORPORATED, BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 1996 - September 13, 1996
GLOBAL ACCESS FINANCIAL SERVICES
September 23, 1992 - May 13, 1996
ISLAND SECURITIES, INC.
April 4, 1990 - October 20, 1992
CASTLE SECURITIES CORP.
November 6, 1989 - April 5, 1990
MADISON CHAPIN ASSOCS., INC.
June 8, 1989 - April 16, 1990
WILLIAM M. CADDEN & CO., INC.
March 10, 1989 - June 7, 1989
VANDERBILT SECURITIES, INC.
May 19, 1987 - March 10, 1989
INVESTORS CENTER, INC.
October 30, 1985 - May 29, 1987
THE STUART-JAMES COMPANY, INCORPORATED
June 18, 1985 - July 22, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL ACCESS FINANCIAL SERVICES
CRD#: 30998 / SEC#: , 8-45305
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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