Peter R. Taylor

CABRERA CAPITAL MARKETS

NEW YORK, NY 10020

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CRD#: 1262250

Professional summary

Peter Rolyat Taylor is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1984. Peter has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

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The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2010 - Present

CABRERA CAPITAL MARKETS, LLC

Office #1: 1230 Avenue Of The Americas Ste. 1902, New York, NY 10020

CRD#: 10081

NEW YORK, NY

Past

October 15, 2004 - March 4, 2010

JACKSON SECURITIES LLC

CRD#: 19897

STAMFORD, CT

Past

May 9, 2003 - May 18, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

January 1, 1997 - May 8, 2003

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

March 5, 1996 - January 1, 1997

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

Past

March 8, 1995 - February 2, 1996

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

January 10, 1994 - February 7, 1995

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

September 19, 1991 - January 18, 1994

GREENWICH PARTNERS, LLC

CRD#: 14074

STAMFORD, CT

Past

July 28, 1988 - August 22, 1991

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 22, 1984 - December 2, 1986

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(6/6/2019)

New York
(3/4/2010)

Exams

State Security Law Exam

Series 63

Date: 5/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/18/2010

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CABRERA CAPITAL MARKETS, LLC

CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Mailing Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Phone number

(312) 236-8888

Established

Delaware since 04/10/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CABRERA CAPITAL, LLC	OWNER
RCF-CABRERA HOLDINGS, INC.	OWNER
AGUILAR, ROBERT LUIS	PRESIDENT	4860643
CABRERA, MARTIN [NMN] JR	CEO	2504167
WORF, JEFF ALLEN	CHIEF COMPLIANCE OFFICER	1416591

Disclosures

Regulatory Event

Red Flags

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Peter R. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Rolyat Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

JACKSON SECURITIES LLC

QUICK & REILLY, INC.

MESIROW FINANCIAL, INC.

CITICORP SECURITIES, INC.

GLEACHER & COMPANY SECURITIES, INC.

SBC WARBURG DILLON READ INC.

GREENWICH PARTNERS, LLC

J.P. MORGAN SECURITIES LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/7/1985

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1984

Series 53

Date: 5/18/2010

FINRA

Current Firm

CABRERA CAPITAL MARKETS, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CABRERA CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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