Angelica C. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelica Chulos Clark, who also goes by Angie Clark, was a registered financial professional .
Angelica is a previously registered financial professional and started their career in finance in 1984. Angelica had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2009 - December 3, 2013
MFD DISTRIBUTOR, LLC
November 22, 2005 - December 31, 2007
MFD DISTRIBUTOR, LLC
March 7, 2003 - October 27, 2005
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
May 4, 2001 - December 31, 2003
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
March 27, 1991 - May 15, 2001
OCC DISTRIBUTORS LLC
April 11, 1988 - April 29, 1991
LEHMAN BROTHERS INC.
May 22, 1984 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MFD DISTRIBUTOR, LLC
CRD#: 44930 / SEC#: , 8-50894
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
