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JL

Jeffrey R. Leach

Some features on this profile are disabled
CRD#: 1261936
JL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Robert Leach was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 10 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 5, 1990 - October 5, 1990

JJC SECURITIES CO., INC.

BD
CRD#: 3144
Past

February 1, 1990 - February 9, 1990

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

September 21, 1989 - March 30, 1990

ANDREW ALEN SECURITIES, INC.

BD
CRD#: 13839
Past

January 24, 1989 - August 16, 1989

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
Past

December 22, 1988 - January 11, 1989

COMMONWEALTH ASSOCIATES

BD
CRD#: 20833
Past

July 27, 1987 - February 7, 1989

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
Past

July 27, 1987 - March 20, 1989

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Past

February 27, 1987 - July 11, 1987

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

October 10, 1985 - March 30, 1987

MERIT FINANCIAL CORPORATION

BD
CRD#: 10265
Past

May 3, 1985 - November 5, 1985

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
Past

January 10, 1985 - April 30, 1985

MERIT FINANCIAL CORPORATION

BD
CRD#: 10265
Past

August 28, 1984 - December 28, 1984

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/1984
General Securities Representative Examination

Current Firm

JS
JJC SECURITIES CO., INC.
DANIEL REEVES & CO. INCORPORATED | JOSEPHTHAL & CO., INC. | JJC SECURITIES CO., INC. | JESUP, JOSEPHTHAL SECURITIES CO., INC. | JESUP, JOSEPHTHAL & CO., INC. | JESUP & LAMONT, INCORPORATED | JESUP & LAMONT CLEARING CORPORATION

CRD#: 3144 / SEC#: , 8-17911

BD
Terminated by FINRA on 02/11/1992
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/14/1973
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JJC SECURITIES CO., INC.

CRD#: 3144

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