Brawn C. Sproul

TOTH FINANCIAL ADVISORY CORP

Leesburg, VA 20175

Some features on this profile are disabled

CRD#: 1261854

Professional summary

Brawn Curtis Sproul, who also goes by Mitch Sproul, is a registered financial advisor currently at TOTH FINANCIAL ADVISORY CORP located in Leesburg, Virginia.

Brawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Brawn has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Sproul

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brawn Curtis Sproul's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2006 - Present

TOTH FINANCIAL ADVISORY CORP

Office #1: 608 South King Street Suite 300, Leesburg, VA 20175

RIA

CRD#: 104952

Leesburg, VA

Past

September 30, 2004 - May 3, 2006

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

October 31, 2003 - May 3, 2006

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

October 15, 1990 - September 30, 2004

THE ADVISORS GROUP, INC.

RIA

CRD#: 14035

BETHESDA, MD

Past

May 22, 1984 - October 31, 2003

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOTH FINANCIAL ADVISORY CORP

TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP

CRD#: 104952 / SEC#: 801-27662

RIA

Registered Investment Advisory firm - (8/21/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/20/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/12/2004

General Securities Principal Examination

Current Firm

TOTH FINANCIAL ADVISORY CORP

TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP

CRD#: 104952 / SEC#: 801-27662

RIA

Registered Investment Advisory firm - (8/21/1986 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

608 South King Street Suite 300, Leesburg, VA 20175

Mailing Address

Phone number

(703) 443-8684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFAC FORM ADV PART 2A AND 2B MARCH 2024 (8/4/2025)

Regulatory assets under management

Total Number of Accounts	2,190
AUM (Assets Under Management)	$ 1,015,808,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

Natalia Avila

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

SANTA CLARITA, CA

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brawn C. Sproul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brawn Curtis Sproul's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

THE ADVISORS GROUP, INC.

THE ADVISORS GROUP, INC.

Primary Firm SEC Registration

TOTH FINANCIAL ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2001

Series 63

Date: 11/9/1984

Series 7

Date: 5/19/1984

Series 24

Date: 11/12/2004

Current Firm

TOTH FINANCIAL ADVISORY CORP

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOTH FINANCIAL ADVISORY CORP

TRUST BUT VERIFY

Similar Advisors