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LL

Luann Laney

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CRD#: 1261793
LL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Luann Laney, who also goes by Luann Laney Sandefur, was a registered financial professional .

Luann is a previously registered financial professional and started their career in finance in 1984. Luann had worked at 10 firms and has passed the Series 63, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Luann Laney Sandefur

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 17, 2006 - May 16, 2006

WORLD CHOICE SECURITIES, INC.

BD
CRD#: 30933
COLUMBUS, OH
Past

September 2, 2003 - May 29, 2004

LLOYD, SCOTT & VALENTI, LTD.

BD
CRD#: 23640
AUSTIN, TX
Past

February 13, 2002 - September 30, 2003

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

March 27, 2001 - February 8, 2002

SIGNAL SECURITIES, INC.

BD
CRD#: 15916
FORT WORTH, TX
Past

January 23, 2001 - March 19, 2001

RUSHMORE SECURITIES CORPORATION

BD
CRD#: 8392
DALLAS, TX
Past

January 3, 2000 - March 22, 2001

NORTHSTAR SECURITIES, INC.

BD
CRD#: 11247
DALLAS, TX
Past

May 17, 1986 - May 22, 1986

GTM SECURITIES CORP.

BD
CRD#: 14078
Past

April 3, 1986 - January 13, 2000

CHOICE INVESTMENTS, INC.

BD
CRD#: 17665
AUSTIN, TX
Past

May 13, 1985 - April 8, 1986

SOURCE SECURITIES, INC.

BD
CRD#: 8026
Past

May 25, 1984 - February 26, 1985

NATIONSBANC SECURITIES OF GEORGIA, INC.

BD
CRD#: 315

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/2/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


WC
WORLD CHOICE SECURITIES, INC.
PB & T FINANCIAL SERVICES, INC. | WORLD CHOICE SECURITIES, INC.

CRD#: 30933 / SEC#: , 8-45235

Florida
Registered Investment Advisory firm - SEC (6/22/2005 Approved)
Ohio
Registered Investment Advisory firm - SEC (4/10/2018 Approved)
Texas
Registered Investment Advisory firm - SEC (1/1/1993 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
7650 Rivers Edge Drive Suite 260, Columbus, OH 43235
Mailing Address
7650 Rivers Edge Drive Suite 260, Columbus, OH 43235
Phone number
(614) 436-0231
Established
Texas since 09/10/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
3

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
WCS FINANCIAL GROUP, INC.HOLDING COMPANY
CARGIN, ROBERT KENNETHCHIEF COMPLIANCE OFFICER1825995
CARGIN, ROBERT KENNETHPRESIDENT/SECRETARY/TREASURER/FINOP1825995

Regulatory assets under management


Total Number of Accounts45
AUM (Assets Under Management)$ 24,955,000

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WORLD CHOICE SECURITIES, INC.

CRD#: 30933

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