Cornelia E. Guilleaume
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cornelia E Guilleaume, who also goes by Cornelia Elizabeth Guilleaume, Cornelia E Guilleawme, Cornelia E Silva, Cornelia Elisabeth Silva, Cornelia Elizabeth Silva, was a registered financial professional .
Cornelia is a previously registered financial professional and started their career in finance in 1987. Cornelia had worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 5, 2006 - March 28, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC
December 6, 2000 - March 28, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 11, 1997 - December 1, 2000
FIDELITY BROKERAGE SERVICES LLC
March 3, 1997 - April 10, 1997
EISNER SECURITIES, INC.
December 20, 1996 - January 16, 1997
CITIGROUP GLOBAL MARKETS INC.
February 11, 1996 - December 19, 1996
INVESTMENT PROFESSIONALS, INC.
March 16, 1994 - January 29, 1996
RAUSCHER PIERCE REFSNES, INC.
March 3, 1991 - March 15, 1994
WELLS FARGO CLEARING SERVICES, LLC
December 22, 1987 - November 9, 1990
KNIBBE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| DELEGET, JERROLD BRIAN | CHIEF COMPLIANCE OFFICER | 4364224 |
| JESTICE, KEVIN THOMAS | BOARD DIRECTOR | 5363377 |
| KOTECHA, KUSH VIJAY | BOARD DIRECTOR | 8178085 |
| PEREZ, JUAN JOSE QUEVER | PRESIDENT/BOARD DIRECTOR | 6387381 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
