Jeffrey S. Obrien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Obrien was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2008. Jeffrey had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2012 - December 31, 2015
GLENFINNEN CAPITAL LLC
April 1, 2008 - December 31, 2009
HIGHLAND CAPITAL MANAGEMENT, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
GLENFINNEN CAPITAL LLC
CRD#: 159897 / SEC#: 801-78133
Contact information
Documents
Red Flags
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