Clark M. Blackman

ALPHA WEALTH STRATEGIES

Cypress, TX

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CRD#: 1261505

Professional summary

Clark Monroe Blackman II, CFP® is a registered financial advisor currently at ALPHA WEALTH STRATEGIES, LLC located in Cypress, Texas.

Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Clark has worked at 9 firms and has passed the Series 63, Series 65, Series 7, Series 2, Series 22, Series 6, Series 53, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Monroe Blackman II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

March 22, 2006 - Present

ALPHA WEALTH STRATEGIES, LLC

RIA

CRD#: 139757

Cypress, TX

Past

June 2, 2003 - March 29, 2006

FINANCIAL PARADIGMS, INC.

CRD#: 125864

HOUSTON, TX

Past

January 23, 2002 - December 31, 2006

INVESTEC WEALTH STRATEGIES

RIA

CRD#: 109417

HOUSTON, TX

Past

June 1, 1999 - June 4, 2003

USF SECURITIES, L.P.

CRD#: 37942

HOUSTON, TX

Past

June 14, 1989 - March 10, 1990

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

June 16, 1988 - June 15, 1989

DESIGN STRATEGIES, INC.

CRD#: 17435

Past

October 25, 1985 - November 28, 1986

CETERA ADVISORS LLC

CRD#: 10299

Past

September 17, 1985 - November 8, 1985

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

May 31, 1984 - September 25, 1985

OSAIC FS, INC.

CRD#: 3870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA WEALTH STRATEGIES, LLC

ALPHA WEALTH STRATEGIES, LLC | CLARK MONROE BLACKMAN L.L.C.

CRD#: 139757 / SEC#: 801-121887

RIA

Registered Investment Advisory firm - (7/28/2021 Approved)

Texas

Registered Investment Advisory firm - (8/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/22/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/13/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/24/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/30/1997

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 5/20/1994

Non-Member General Securities Examination

General Industry/Product Exam

Series 22

Date: 2/4/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/30/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/7/2001

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/22/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/11/1999

Financial and Operations Principal Examination

Current Firm

ALPHA WEALTH STRATEGIES, LLC

ALPHA WEALTH STRATEGIES, LLC | CLARK MONROE BLACKMAN L.L.C.

CRD#: 139757 / SEC#: 801-121887

RIA

Registered Investment Advisory firm - (7/28/2021 Approved)

Texas

Registered Investment Advisory firm - (8/12/2021 Terminated)

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Contact information

Main Address

Cypress, TX

Mailing Address

9212 Fry Road Ste 105 Pmb 342, Cypress, TX 77433

Phone number

(281) 758-5252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (BROCHURE SUPPLEMENT) (3/18/2025)

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 193,462,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clark M. Blackman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Monroe Blackman II's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL PARADIGMS, INC.

INVESTEC WEALTH STRATEGIES

USF SECURITIES, L.P.

DERAND/PENNINGTON/BASS, INC.

DESIGN STRATEGIES, INC.

CETERA ADVISORS LLC

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

OSAIC FS, INC.

Primary Firm SEC Registration

ALPHA WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/13/1997

Series 65

Date: 2/24/1995

Series 7

Date: 5/30/1997

Series 2

Date: 5/20/1994

Series 22

Date: 2/4/1985

Series 6

Date: 5/30/1984

Series 53

Date: 9/7/2001

Series 24

Date: 11/22/1999

Series 27

Date: 10/11/1999

Current Firm

ALPHA WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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