Vicki L. Benjamin

STANCE CAPITAL

Bethesda, MD

CRD#: 1261418

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Professional summary

Vicki Lynn Benjamin, who also goes by VIcki L Tucker, Vicki Lynn Tucker, is a registered financial advisor currently at STANCE CAPITAL LLC located in Bethesda, Maryland.

Vicki is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Vicki has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vicki L Tucker | Vicki Lynn Tucker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vicki Lynn Benjamin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2026 - Present

STANCE CAPITAL LLC

RIA

CRD#: 284267

Bethesda, MD

Past

February 9, 2018 - June 28, 2024

KARNER BLUE CAPITAL, LLC

RIA

CRD#: 290714

BETHESDA, MD

Past

May 10, 1984 - August 27, 1984

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANCE CAPITAL LLC

CRD#: 284267 / SEC#: 801-120103

RIA

Registered Investment Advisory firm - (1/6/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (1/11/2021 Terminated)

New York

Registered Investment Advisory firm - (1/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(6/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/9/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STANCE CAPITAL LLC

CRD#: 284267 / SEC#: 801-120103

RIA

Registered Investment Advisory firm - (1/6/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (1/11/2021 Terminated)

New York

Registered Investment Advisory firm - (1/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/11/2021 Terminated)

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Contact information

Main Address

131 Dartmouth Street 3rd Floor, Boston, MA 02116

Mailing Address

Phone number

(617) 875-1062

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STANCE CAPITAL, LLC DISCLOSURE BROCHURE AND SUPPLEMENT (5/1/2025)

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 228,442,112

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vicki L. Benjamin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vicki Lynn Benjamin's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANCE CAPITAL LLC

KARNER BLUE CAPITAL, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STANCE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2017

Series 63

Date: 5/16/1984

Series 6

Date: 5/9/1984

Current Firm

STANCE CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STANCE CAPITAL LLC

TRUST BUT VERIFY

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