TP
Thomas B. Petzold
CENTENNIAL SECURITIES COMPANY
GRAND RAPIDS, MI 49508
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CRD#: 1261045
TP
Professional summary
Thomas Bryan Petzold is a registered financial advisor currently at CENTENNIAL SECURITIES COMPANY, INC. located in Grand Rapids, Michigan.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PATHWAY BENEFIT SERVICES SINCE 1992. 5099 DIVISION AVE S. GR MI 49548 THIRD PARTY EMPLOYEE BENEFITS. PATHWAY IS INVESTMENT RELATED. TOM IS THE PRESIDENT AND MANAGES EMPLOYEES. 20 HOURS A MONTH DURING MARKET HOURS. receiving COMPENSATION AND HAS PERSONAL INVESTMENT IN THE BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Bryan Petzold's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas Bryan Petzold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2010 - Present
CENTENNIAL SECURITIES COMPANY, INC.
Office #1: 4649 N. Breton Ct. Se Suite B, Grand Rapids, MI 49508RIA
BD
CRD#: 7763
GRAND RAPIDS, MI
Current
May 17, 2000 - Present
CENTENNIAL SECURITIES COMPANY, INC.
Office #1: 4649 N. Breton Ct. Se Suite B, Grand Rapids, MI 49508RIA
BD
CRD#: 7763
GRAND RAPIDS, MI
Past
January 13, 1987 - August 21, 2000
PATHWAY INVESTMENT CO.
BD
CRD#: 18717
GRAND RAPIDS, MI
Past
May 30, 1984 - December 18, 1986
ROYAL SECURITIES COMPANY
BD
CRD#: 10702
Past
April 18, 1984 - May 18, 1984
ALL AMERICAN MANAGEMENT CORPORATION
BD
CRD#: 21
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CENTENNIAL SECURITIES COMPANY, INC.
CENTENNIAL SECURITIES CO. | CENTENNIAL SECURITIES COMPANY, LLC | CENTENNIAL SECURITIES COMPANY, INC. | CENTENNIAL SECURITIES COMPANY, INC | CENTENNIAL SECURITIES COMPANY LLC | CENTENNIAL SECURITIES COMPANY INC
CRD#: 7763 / SEC#: 801-106623, 8-23406
RIA
Registered Investment Advisory firm - SEC (9/17/2015 Approved)Illinois
Registered Investment Advisory firm - SEC (9/17/2015 Terminated)Michigan
Registered Investment Advisory firm - SEC (9/24/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/5/2023)
RR
Florida(1/3/2022)
IAR
Florida(1/3/2025)
RR
Michigan(5/18/2000)
IAR
Michigan(3/5/2010)
RR
South Carolina(1/3/2022)
RR
Virginia(1/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CENTENNIAL SECURITIES COMPANY, INC.
CENTENNIAL SECURITIES CO. | CENTENNIAL SECURITIES COMPANY, LLC | CENTENNIAL SECURITIES COMPANY, INC. | CENTENNIAL SECURITIES COMPANY, INC | CENTENNIAL SECURITIES COMPANY LLC | CENTENNIAL SECURITIES COMPANY INC
CRD#: 7763 / SEC#: 801-106623, 8-23406
RIA
Registered Investment Advisory firm - SEC (9/17/2015 Approved)Illinois
Registered Investment Advisory firm - SEC (9/17/2015 Terminated)Michigan
Registered Investment Advisory firm - SEC (9/24/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
3075 Charlevoix Drive Se, Grand Rapids, MI 49546
Mailing Address
3075 Charlevoix Drive Se, Grand Rapids, MI 49546
Phone number
(616) 942-7680
Established
Michigan since 06/10/2013
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
40
SEC notice filing (18 States and Territories)
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIEPSTRA, RYAN ANDREW | FINANCIAL ADVISOR/OWNER | 4684402 |
| HANSEN, RANDALL LEE | FINANCIAL ADVISOR/OWNER | 1104122 |
| KLUNDER, JAMES DALE | FINANCIAL ADVISOR / OWNER | 1974282 |
| BERNARDI, MARIO GIULIO | FINANCIAL ADVISOR / OWNER | 1542163 |
| KELLY, KEVIN WILLIAM | FINANCIAL ADVISOR / OWNER | 2995050 |
| OCHOA, MICHAEL ROBERT | FINANCIAL ADVISOR / OWNER | 1301012 |
| WIERENGA, JEFFREY DONALD | FINANCIAL ADVISOR / OWNER | 4748730 |
| BEESLEY, DONALD EDWARD | FINANCIAL ADVISOR / OWNER | 1541425 |
| KLINGER, ANDREW LEROY | PRESIDENT/CEO/COO/OWNER | 7694999 |
| MUSUMECI, WALTER | FINANCIAL ADVISOR/OWNER | 6605061 |
| NIEWALD, DOMINIC JOSEPH | FINANCIAL ADVISOR/OWNER | 6287471 |
| PEDDIE, JONATHAN THOMAS | FINANCIAL ADVISOR/OWNER | 4451972 |
| POWERS, JORDAN THOMAS | CHIEF COMPLIANCE OFFICER / CCO / CFO / FINOP | 6711719 |
| VANDERMOLEN, DANIEL LEE | FINANCIAL ADVISOR / OWNER | 1384729 |
Regulatory assets under management
| Total Number of Accounts | 2,654 |
| AUM (Assets Under Management) | $ 1,152,401,650 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTENNIAL SECURITIES COMPANY, INC.
CRD#: 7763Grand Rapids, MI 49508TRUST BUT VERIFY
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