Robert J. Mannes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Mannes was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1989 - September 20, 1989
ARIEL EQUITIES, INC.
October 25, 1988 - June 24, 1989
WINSTON-FROST SECURITIES, INC.
November 27, 1987 - September 21, 1988
BERKELEY SECURITIES CORPORATION
August 28, 1987 - December 1, 1987
MARSHALL DAVIS, INC.
July 2, 1987 - September 3, 1987
OUTWATER & WELLS, INC.
December 10, 1986 - June 26, 1987
DIVERSIFIED EQUITIES CORP.
November 4, 1986 - December 8, 1986
SEA PINES INVESTMENTS, INC.
September 3, 1985 - October 31, 1986
F.D. ROBERTS SECURITIES, INC.
July 18, 1984 - September 24, 1985
GREENTREE SECURITIES CORP.
May 22, 1984 - June 22, 1984
NORTHFIELD INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIEL EQUITIES, INC.
CRD#: 19249 / SEC#: , 8-37122
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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