Kevin J. Degen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Degen was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1996. Kevin had worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2023 - January 25, 2024
BABCOCK & BROWN SECURITIES LLC
January 12, 2012 - January 28, 2015
CAYMUS SECURITIES LLC
May 12, 2000 - January 22, 2010
SEABURY SECURITIES LLC
October 24, 1996 - July 22, 1999
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 3/10/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 2/17/2023
General Securities Representative ExaminationCurrent Firm
BABCOCK & BROWN SECURITIES LLC
CRD#: 169440 / SEC#: , 8-69368
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
