Frank E. Turpin

TURPIN & ASSOCIATES

LAFAYETTE, IN 47904

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CRD#: 1260746

Professional summary

Frank Edward Turpin is a registered financial advisor currently at TURPIN & ASSOCIATES INC located in Lafayette, Indiana.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Frank has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Edward Turpin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 1998 - Present

TURPIN & ASSOCIATES INC

Office #1: 114 S Earl Avenue, Lafayette, IN 47904

RIA

CRD#: 122841

LAFAYETTE, IN

Past

August 4, 1989 - October 6, 1997

ENERIC FINANCIAL SERVICES, INC.

CRD#: 11761

FAIRFIELD, IA

Past

November 18, 1988 - April 22, 1989

CAREY JAMISON & COMPANY

CRD#: 14129

Past

September 8, 1986 - October 31, 1988

HIBBARD BROWN & CO., INC.

CRD#: 18246

Past

June 13, 1985 - September 9, 1986

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Past

April 23, 1984 - June 5, 1985

FSC SECURITIES CORPORATION

CRD#: 7461

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/8/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/14/1984

General Securities Representative Examination

Current Firm

TURPIN & ASSOCIATES INC

F AND J INSURANCE INC | TURPIN & ASSOCIATES INC

CRD#: 122841 / SEC#:

Indiana

Registered Investment Advisory firm - (8/11/1998 Approved)

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Contact information

Main Address

7098 N Shadeland Avenue Suite C, Indianapolis, IN 46220

Mailing Address

5868 E 71st St Suite E #191, Indianapolis, IN 46220

Phone number

(317) 362-9697

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 7,119,441

Red Flags

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Frank E. Turpin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Edward Turpin's CRS (Customer Relationship Summary).

Certified licenses

Experience

TURPIN & ASSOCIATES INC

ENERIC FINANCIAL SERVICES, INC.

CAREY JAMISON & COMPANY

HIBBARD BROWN & CO., INC.

GROVE POINT INVESTMENTS, LLC

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 7/3/1984

Series 7

Date: 4/14/1984

Current Firm

TURPIN & ASSOCIATES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TURPIN & ASSOCIATES INC

TRUST BUT VERIFY

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