Barbara C. Robbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Cheryl Robbins, CFP®, who also goes by Barb Bates, Barb Robbins, Barbara C Robbins, Barbara Sheryl Robbins, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1984. Barbara had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1989
Experience
January 4, 2018 - November 22, 2024
ZHANG FINANCIAL
January 25, 2013 - September 27, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
January 11, 2013 - September 27, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
August 6, 1992 - July 12, 1999
AVANTAX INVESTMENT SERVICES, INC.
October 27, 1988 - March 20, 1989
INVEST FINANCIAL CORPORATION
June 4, 1984 - January 14, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
ZHANG FINANCIAL
CRD#: 159257 / SEC#: 801-72987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZHANG FINANCIAL
CRD#: 159257 / SEC#: 801-72987
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,270 |
| AUM (Assets Under Management) | $ 7,176,436,236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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