Carlos C. Tellez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Christopher Tellez was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 1984. Carlos had worked at 7 firms and has passed the Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2003 - April 6, 2004
NALICO EQUITY CORPORATION
August 19, 1999 - June 22, 2000
SUPREME ALLIANCE LLC
November 15, 1993 - August 18, 1999
INTEGRATED FINANCIAL PLANNING SERVICES
April 14, 1992 - September 12, 1994
NALICO EQUITY CORPORATION
January 29, 1988 - May 11, 1992
INTEGRATED FINANCIAL PLANNING SERVICES
November 23, 1987 - November 30, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
March 20, 1987 - November 17, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
May 16, 1985 - May 2, 1987
EASTBROKERS NORTH AMERICA, INC.
June 27, 1984 - February 11, 1985
KEYPORT FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
NALICO EQUITY CORPORATION
CRD#: 15530 / SEC#: , 8-32327
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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