Mary A. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Ann Allen was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1984. Mary had worked at 2 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 1986 - October 23, 2012
CONOVER SECURITIES CORPORATION
February 6, 1986 - October 23, 2012
CONOVER SECURITIES CORPORATION
May 30, 1984 - December 9, 1985
PACIFIC WEST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CONOVER SECURITIES CORPORATION
CRD#: 17129 / SEC#: , 8-35085
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 19,995,881 |
Red Flags
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