Peter B. Rutman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Brian Rutman was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2017 - July 20, 2023
CHRONOS
January 29, 2010 - October 13, 2017
CHRONOS CORPORATION
September 14, 2007 - September 23, 2008
NATIONAL PLANNING CORPORATION
August 29, 2007 - September 23, 2008
NATIONAL PLANNING CORPORATION
July 30, 2007 - December 31, 2009
CHRONOS CORPORATION
August 3, 2006 - August 25, 2006
VOYA FINANCIAL ADVISORS, INC.
October 24, 2005 - August 25, 2006
VOYA FINANCIAL ADVISORS, INC.
January 2, 2001 - December 10, 2004
BROOKLIGHT PLACE SECURITIES, INC.
May 20, 1999 - December 31, 2000
AVANTAX INVESTMENT SERVICES, INC.
December 8, 1998 - September 14, 1999
SENTRA SECURITIES CORPORATION
January 30, 1998 - January 21, 1999
PRIVATE PORTFOLIO, INC.
November 1, 1996 - October 27, 1997
LONDON PACIFIC SECURITIES, INC.
April 11, 1994 - November 7, 1996
CENTAURUS FINANCIAL, INC.
September 27, 1990 - April 19, 1994
NORTH AMERICAN MANAGEMENT, INC.
September 9, 1988 - August 9, 1989
AMERICAN INVESTORS GROUP, INC.
February 12, 1987 - September 27, 1988
INVESTMENT BROKERS OF AMERICA
April 4, 1986 - June 19, 1986
VALUE EQUITIES CORPORATION
October 23, 1985 - April 23, 1986
INTERFIRST CAPITAL CORPORATION
May 30, 1984 - January 27, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHRONOS
CRD#: 289268 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,864,880 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
