Roy Edwin Stachnik
Professional Summary
Roy Edwin Stachnik is a registered financial advisor currently at INTEGRATED BENEFITS, INCORPORATED located in Grand Junction, Colorado. Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Roy has worked at 3 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
Languages
xxxxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FOX BUILDING LLC | ROY E. STACHNIK DBA NEW YORK LIFE INSURANCE COMPANY | INTEGRATED BENEFITS, INCORPORATED
Contact Information
Main Address
326 Main Street Suite 250, Grand Junction, CO 81503Phone Number
(970) 618-3000# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
155AUM (Assets Under Management)
$101,291,369Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FOX BUILDING LLC | ROY E. STACHNIK DBA NEW YORK LIFE INSURANCE COMPANY | INTEGRATED BENEFITS, INCORPORATED
State Registrations and Notice Filings
(1/1/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Nov 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1984About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Roy Edwin Stachnik's CRS (Customer Relationship Summary).
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